Small town ‘mom and pop’ firm switches $220M practice to LPL Financial

A 26-year-old firm from the small town of Uncasville, Connecticut, has joined LPL Financial’s broker-dealer, RIA and custodial platforms, having grown a $220 million AUM practice.

Michael Doherty Jr. founded Doherty Financial Services in 1997 and has always put family at the heart of the busine

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