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24JulJuly 24, 2023

Permanent remote supervision? Not so fast

InvestmentNews2023-07-24T11:00:00+00:00

Remote work is a post-Covid fact of life. So it’s not surprising that the brokerage industry wants the Securities and Exchange Commission to speed up its review of proposals presented by the Financial Industry Regulatory Authority Inc. that would allow firms to permanently conduct remote supervision of their registered...

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