Three advisors who were overseeing $800 million in client assets have affiliated with Arkadios Capital, the firm announced Thursday. Tripps Moog, who was an executive director at J.P. Morgan Securities, Hays Evans, who had been a senior vice president at Capitol Group, and Kendall Southerland, who had worked with Moog...
A team of advisors who oversaw roughly $150 million in client assets at Securities America, a unit of Osaic, joined LPL Financial’s broker-dealer, RIA and custodial platforms, the firm announced Thursday. Sacramento, California-based Bradford Capital Group includes Chris Bradford, its founder and managing director, along with Dave Meagher and operations...
Two teams that collectively managed about $1.7 billion in client assets at Bernstein Private Wealth Management are joining UBS, the firm announced Thursday. Charles Lynch leads one team, which includes senior wealth strategy associate Frank Ruggiano. According to his BrokerCheck report, Lynch had been affiliated with Bernstein since 2007. He works...
Edelman Financial Engines has acquired Align Wealth Management, a registered investment advisory firm that manages $425 million in assets, Edelman announced Tuesday. The Oklahoma City-based RIA also has an office in St. Petersburg, Florida, so the deal expands Edelman’s footprint into Oklahoma and Florida. The firm, co-founded in 1994 by Brian...
InvestmentNews will be ranking the industry’s leading financial advisors with its inaugural Top Advisors. The best individuals will be ranked based on assets under management, AUM growth, and organic client growth introduced to the business over the last 12 months. All figures submitted are subject to a verification process through...
Three advisors who managed more than $1 billion in advisory and retirement plan assets at Fifth Third Private Bank have joined LPL Financial’s employee advisor channel, Linsco by LPL, the firm announced Monday. The trio are launching PB FAM Private Wealth in Atlanta. Raanan Pritzker, who will lead the new firm...
Seattle-based Coldstream Wealth Management has added Seidman Capital Group, a wealth management firm overseeing $250 million in client assets, and Hersman Serles Almond, an accounting and consulting firm, it announced Monday. Both firms are based in Kirkland, Washington, and will expand Coldstream’s footprint in the Pacific Northwest. And both were...
RBC Wealth Management has added a Kansas-based team that managed $1 billion in client assets at UBS, the firm announced Thursday. The Total Wealth Management team is based in Leawood and includes: managing director Patrick McCarthy; senior vice presidents John Brown and Eric Taylor; vice president Scott Jones; associate...
Carson Group has acquired FAI Wealth Management, an advisory firm in Columbia, Maryland, that oversees $300 million in client assets, the firm announced Thursday. FAI, founded in 1987, has seven team members. The firm will rebrand as Carson Group, but it will continue to be led by Mark Stinson, its...
An Omaha, Nebraska-based team that managed $605 million in client assets at Principal Securities has switched to LPL Financial and will use its broker-dealer, RIA and custodial platforms, the firm announced Wednesday. Pat Ricketts and Mindy Helfrich, who operate as Vintage Financial Group, have worked together since 2012. Ricketts has...