InvestmentNews’ first 5-Star Fund Providers and 5-Star Research Platforms will recognize the industry’s best providers and platforms based on customer service, ease of access, transparency, and more. Complete the survey here. As an added incentive, you will be entered for the chance to win one of five $50 Amazon gift cards. The...
Stoy Hall realized early on that financial literacy was a scarce resource in his family, and his community. Now, as founder and CEO of Black Mammoth, a financial services company in Iowa with clients all over the country, he says that during his childhood, there simply weren’t any finance professionals...
Sam Bankman-Fried, the founder of fraud-ridden cryptocurrency exchange FTX, presented himself as an altruistic, unkempt genius who found himself unwittingly out of his depth. The jury, however, decided that he was a fraudster who knowingly stole $8 billion of customers’ money. Another example that all that glitters in crypto...
InvestmentNews' inaugural 5-Star Fund Providers and 5-Star Research Platforms is now open. How will you rate your fund providers and investment research platforms? By taking a few minutes to complete the surveyy,you’ll be helping financial and investment professionals make better-informed de Learn more about reprints and licensing for this article.
The Financial Industry Regulatory Authority Inc. has fined Haywood Securities USA as part of a settlement agreement. Haywood Securities USA is the U.S. subsidiary of Haywood Securities Inc. a Vancouver-based financial firm offering investment banking and sales and trading services, among others. Learn more about reprints and licensing for this...
Aaron Klein is stepping down as chief executive at fintech Nitrogen and will be succeeded by Dan Zitting, former president of Galvanize. Nitrogen was founded in 2011 as Riskalyze, which provided advisors with a digital questionnaire that assesses clients’ risk tolerance and calculates their Risk Number. The company rebranded as...
A father-son team of advisors who had managed $180 million in assets at Ameriprise Financial has joined LPL Financial’s employee advisor channel, Linsco by LPL Financial, the firm announced Monday. Anthony S. Zambri and his son, Anthony V. Zambri, are launching Zambri Financial in Melville, New York. They’ll be the...
InvestmentNews celebrated the crème de la crème of women advisors at the 2023 Women to Watch event at Tribeca 360 in New York City Tuesday night. Finalists flew in from across the country to toast each other’s talents, network and recognize the winners in seven categories. The ceremony was preceded...
Hub International Limited, the Chicago-based insurance brokerage and financial services firm, has purchased the assets of Renaissance Benefit Advisors Group, a retirement plan consulting firm that focuses on helping plan sponsors meet their fiduciary responsibilities, the company announced Monday. Learn more about reprints and licensing for this article.
A team of advisors who managed $225 million in client assets at United Planners Financial Services has joined LPL Financial’s broker-dealer, RIA and custodial platforms, the firm announced Monday. GER Loftin Wealth Advisors is based in Johns Creek, Georgia, and led by James Loftin, an Air Force veteran, and George...