Members of the United Auto Workers (UAW) Local 230 and their supporters walk the picket line in front of the Chrysler Corporate Parts Division in Ontario, California, on September 26, 2023, to show solidarity for the "Big Three" autoworkers currently on strike. Patrick T. Fallon | AFP | Getty ImagesDETROIT...
By all accounts, the second edition of Future Proof was a complete success. Articles across industry publications and consumer-facing media have praised Advisor Circle and Ritholtz Wealth Management for creating a unique and refreshing event that appeals to a younger, more diverse generation of financial advisors. I wrote something...
Recent market volatility is causing concerned clients to phone their RIAs with worries about whether they will be able to retire as planned. With the largest cohort in American history turning 65 in 2024, a new study shows the calls — and the anxiety — are only going to...
The Financial Industry Regulatory Authority plans to extend its remote inspections program, according to a filing with the Securities and Exchange Commission. In November 2020, Finra introduced a temporary rule to allow for remote inspections of brokerages while much the industry worked from home in response to the coronavirus pandemic....
An Omaha, Nebraska-based team that managed $605 million in client assets at Principal Securities has switched to LPL Financial and will use its broker-dealer, RIA and custodial platforms, the firm announced Wednesday. Pat Ricketts and Mindy Helfrich, who operate as Vintage Financial Group, have worked together since 2012. Ricketts has...
Pavlo Gonchar | Lightrocket | Getty ImagesCheck out the companies making headlines in midday trading.Media stocks — A handful of media and studio stocks rose Wednesday after the nearly 150-day writer strike ended. Shares of Warner Bros. Discovery and Paramount Global jumped more than 2.5%, while Comcast added 0.9%....
The principal membership organization and trade association for certified financial planners has a new president-elect and treasurer for the coming year. The Financial Planning Association announced Wednesday that its board elected Paul Brahim as 2024 president-elect. Brahim’s one-year term is slated to start Jan. 1. Brahim, managing director and senior...
